SIE Exam Prep 2023 and 2024: 2 Practice Tests and Study Guide for the FINRA Securities Industry Essentials

By Elissa Simon

Introducing our SIE Exam Prep 2023 and 2024: 2 Practice Tests and Study Guide for the FINRA Securities Industry Essentials

Trivium Test Prep's SIE Exam Prep includes everything you need to pass the SIE exam the first time.

Quick review of the concepts covered on the SIE exam2 full practice tests with detailed answer explanationsTips and tricks from experienced financial services industry professionalsAccess to your second practice test online

Trivium Test Prep's SIE Exam Prep is aligned with the official SIE exam framework. Topics covered include:

Regulatory Entities and AgenciesSRO Regulatory RequirementsMarket Participants and Market StructureEconomic FactorsFinancial ProductsInvestment Risks and RulesTrading, Settlement, and Corporate ActionsCustomer accounts and Compliance ConsiderationsProhibited Activities

FINRA was not involved in the creation or production of this product, is not in any way affiliated with Trivium Test Prep, and does not sponsor or endorse this product.

About Trivium Test Prep

At Trivium Test Prep, we understand that students need high quality, reliable test prep materials. Our test prep materials are developed by credentialed experts with years of experience who are excited to share their knowledge with you. We have resources available to assist in every step of your education - from high school, to college or the military, and even graduate school - everything you need to kickstart your career.

• Format: Paperback
• Language: English
• ISBN: 1637984421
• ISBN13: 9781637984420
• Release Date: May 2023
• Publisher: Trivium Test Prep
• Length: 212 Pages
• Weight: 1.11 lbs.
• Dimensions: 0.5" x 8.5" x 11.0"